Head of Compliance

icon Limassol
icon Forex/Fintech
JOB DESCRIPTION

Ref#RP920596

A Forex brokerage built around new regulations in the financial industry designed to keep the customer protected, are working with GRS to recruit a Head of Compliance for their Limassol based team. The successful candidate will have a minimum of 2 years’ experience in a similar position within the Forex industry and will be responsible for the implementation of the effective legal compliance program of the Company. This would be a great career move in joining a fast paced and exciting company who believe in educating their clients. If you feel you have the necessary skills and experience, then we look forward to receiving your CV for the Limassol based Head of Compliance role.

MAIN DUTIES AND RESPONSIBILITIES
  • Review and Develop company Policies, perform regular monitoring to ensure that standards are adhered
  • Advise Management Team regarding the updated regulations through detailed reports
  • Create an effective action plan in response to audit notes and compliance violations purposes
  • Supervise and coordinate all AML, Due diligence, and KYC procedures
  • Ensure that all employees are trained on the latest regulations and processes
  • Prepare applications, notifications, and records updates for the Cyprus Securities & Exchange Commission (CySEC)
  • Be responsible that the firm fulfils their annual obligations and licence conditions
  • Act as the liaison between the Company and external law firms
  • Perform inhouse audit company procedures, practices, and documents to identify risk
  • Conduct risk assessments, threat exposure assessments in order to issue alerts and advise on course of action
CANDIDATE PROFILE
  • University graduate in Law
  • Holder of CySec Advanced Certificate & AML Certificate
  • Must have a minimum of 2 years’ experience in a similar position within the Forex industry
  • Fluency in Greek and English at a professional level
  • In depth understanding of CySec regulations and EU and international law
Job Summary
  • icon
    4 August 2020
  • icon
    Permanent
  • icon
    Full Time
  • RP920596
  • ross@grsrecruitment.com
  • +357 25 342 720
Due to the high volume of applications we receive at GRS Recruitment, only shortlisted candidates will be responded to.
SUBMIT YOUR CV FOR THIS JOB

To apply for this position, please email your CV to Ross Pitman, ross@grsrecruitment.com quoting the above job reference or call +357 25 342 720 for further information.

Send us Your CV