Branch Manager

icon Rest of World
icon Forex/Fintech
JOB DESCRIPTION

Ref#NC920829

A leading online provider of Contracts for Difference (“CFDs”), licensed in multiple jurisdictions and  allowing customers to trade CFDs internationally over more than 2,000 different underlying global financial instruments, is currently seeking to recruit a Branch Manager for their newly established offices in Prague. The successful candidate will be reporting to the CEO of the Group managing the day to day running of all operational and compliance aspects of the branch. If you are looking for the opportunity to work for an established, professional, and dynamic Company, send us your CV today!

MAIN DUTIES AND RESPONSIBILITIES
  • Work closely with the parent company in providing advice, recommendations, information and assistance to enable and sustain the growth of the branch within the Group, and within the regulatory framework
  • Manage the successful day to day running of all aspects of the branch, including representing the Company vis-à-vis third parties in operational matters
  • Maintain the Branch’s overall compliance with the relevant regulatory framework, monitor and assess the level of compliance risk, take into account the services provided, as well as the financial instruments traded and distributed; develop/implement corrective action plans for mitigating areas of compliance vulnerability
  • Manage day-to-day operation of the compliance risk assessment and monitoring program
  • Monitor the adequacy, effectiveness and practical implementation of the policies and procedures by the Branch
  • Monitor the services and activities undertaken by the outsourced departments for compliance with the relevant provisions of the internal procedures manual
  • Receive and follow up on client complaints & monitoring the work performed by the complaints handling team, based on sample reviews of client complaints following a risk-based approach
  • Prepare and submit reports to regulatory authorities per the legislation requirements
  • Keep abreast with new compliance legislation and alert the Senior Management as necessary
  • Draft and submit written reports to the Senior Management and the Board of Directors including operational matters and regulatory developments arising, and key achievements in various areas towards compliance with the applicable regulatory framework, make recommendations and indicate in particular whether the appropriate remedial measures have been taken in the event of any deficiencies
CANDIDATE PROFILE
  • University/College degree in Law/ Business/ Politics/ Management/ Banking/ Risk Management/ International Relations/ Business Administration.
  • At least 2 years’ experience as part of a Compliance Team of a Regulated Sector (Brokerage, Banking, Financial Markets Trading) in Czech Republic.
  • Experience in the Forex industry will be considered a very strong advantage.
  • Excellent understanding of the EU and Czech Republic Laws & regulations for Financial Investment Firms.
  • Comfortable working in a high pressure environment and working to strict deadlines.
  • Strong command of the English and Czech languages
Job Summary
  • icon
    18 September 2020
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    Permanent
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    Full Time
  • NC920829
  • nikoletta@grsrecruitment.com
  • +357 25 342 720
Due to the high volume of applications we receive at GRS Recruitment, only shortlisted candidates will be responded to.
SUBMIT YOUR CV FOR THIS JOB

To apply for this position, please email your CV to Nikoletta Constantinou, nikoletta@grsrecruitment.com, quoting the above job reference or call +357 25 342 720 for further information.

Send us Your CV